Patrick Anthony Garcia

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2017
  Wells Fargo Advisors Financial Network, Llc
  Montclair, NJ
• 12/2017 → 03/2020
  Ameriprise Financial Advisors Inc.
  Montclair, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Montclair, NJ

Previous Registrations

• 2016-06-20 → 2017-12-04
  Wells Fargo Advisors Financial Network, Llc
  Montclair, NJ
• 2008-10-10 → 2016-06-17
  Wells Fargo Clearing Services, Llc
  Florham Park, NJ
• 2006-03-10 → 2008-10-20
  Ubs Financial Services Inc.
  Florham Park, NJ
• 2002-04-03 → 2006-03-22
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

Independent Insurance Brokering; Voya Financial (f.k.a., ING); 02/21/2018; Term Life. Business Ownership; PCK Group. LLC; Owner; Manage Ameriprise Business; P.O. Box 553, , West Caldwell, NJ, 07007; Investment-Related; 06/17/2017; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-24
• S63 Uniform Securities Agent State Law Examination
  1990-11-29

Other Names

• Patrick Anthony Garcia
• Patrick A Garcia