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James Abraham Satterfield

Stonex Advisors Inc.

Birmingham, AL

Chattanooga, TN

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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-19
  • TN RA
    APPROVED
    Since 2023-09-19

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

122 Lee Parkway Dr Suite 113, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trustfirst, Inc. Knoxville TN 04/2007 09/2016
Regions Bank Chattanooga TN 09/2016 09/2023
Cetera Investment Advisers Llc Chattaooga TN 09/2016 09/2023
Cetera Investment Services Llc St. Cloud MN 09/2016 09/2023
Stonex Securities Inc. Chattanooga TN 09/2023 Present
Stonex Advisors Inc. Chattanooga TN 09/2023 Present
  • 04/2007 → 09/2016
    Trustfirst, Inc.
    Knoxville, TN
  • 09/2016 → 09/2023
    Regions Bank
    Chattanooga, TN
  • 09/2016 → 09/2023
    Cetera Investment Advisers Llc
    Chattaooga, TN
  • 09/2016 → 09/2023
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2023 → Present
    Stonex Securities Inc.
    Chattanooga, TN
  • 09/2023 → Present
    Stonex Advisors Inc.
    Chattanooga, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-11
S63 Uniform Securities Agent State Law Examination 2005-10-12
S65 Uniform Investment Adviser Law Examination 1999-12-13
  • S66 Uniform Combined State Law Examination
    2016-08-11
  • S63 Uniform Securities Agent State Law Examination
    2005-10-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
Other Names
  • Jimmy Satterfield
  • James Abraham Satterfield
  • James Abraham Satterfield

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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