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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
WY RA APPROVED 2024-11-14
  • IA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • WY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Ames, IA • United States

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

1450 Sw Vintage Pkwy Suite 225, Ankeny, IA 50023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Ankeny IA 09/1990 Present
Pruco Securities, Llc. Ankeny IA 08/1990 11/2024
Lpl Enterprise, Llc Ankeny IA 11/2024 Present
Previous Registrations
Other Businesses

1) 02/27/2025 - BASE - Non-Variable Insurance Commission Trails - I work with BASE, which is a United Healthcare Company, to set up Section 125 Plans on group health clients of mine that want this type of service. - INV Related - At Adel, IA - Start Date 08/09/2024 - 0hrs/mth - 0hrs During Trading 2) 11/18/2024- Group Benefits Limited- Non-Variable Insurance- GBL is a health insurance brokerage office that I sell a few of my health insurance products through- INV Related- At Ankeny, WA- Start date 10/01/2023- 4 HRS MTH- 0 HRS During Trading 3) 11/18/2024- Professional Insurance Planners and Consultants, aka PIPAC- Non-Variable Insurance- My primary brokerage agency for group and individual health insurance products and group insurance benefits.- INV Related- At Ankeny, WA- Start date 03/01/1996- 5 HRS MTH- 0 HRS During Trading 4) 11/18/2024 - Cardinal & Gold 365 Insurance Services, LLC - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 08/01/2016 - 30hrs/mth - 15hrs During Trading 5) 11/15/2024 - Iowa Financial Partners Insurance & Financial Svcs, LLC - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 04/01/2003 - 35hrs/mth - 20hrs During Trading 6) 03/03/2025 - Iowa Financial Partners - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 04/01/2003 - 35hrs/mth - 20hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-31
S63 Uniform Securities Agent State Law Examination 1990-09-04
  • S65 Uniform Investment Adviser Law Examination
    1997-05-31
  • S63 Uniform Securities Agent State Law Examination
    1990-09-04
Other Names
  • Steve Hustedt
  • Huey Hustedt

View on SEC IAPD

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