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Current Employers
Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-24
  • TX RA
    APPROVED
    Since 2014-10-24

Branch Locations

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dfa Securities Llc Austin TX 03/2014 Present
  • 03/2014 → Present
    Dfa Securities Llc
    Austin, TX
Other Businesses

Young Men's Service League; Investment related? No; National Young Men's Service League 1821 Burning Tree Ln Plano, TX 75093-2817; Educational; Board member; Assistant Treasurer; 07/01/2026; 3; 0; Assisting the Treasurer with finances or the organization. Processing check requests to reimburse members for their expenses. Paying outside parties that support our organization (web site company, vendors, etc.). Attend monthly Board Meetings for 1.5 hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-23
S63 Uniform Securities Agent State Law Examination 2005-11-30
  • S65 Uniform Investment Adviser Law Examination
    2014-10-23
  • S63 Uniform Securities Agent State Law Examination
    2005-11-30
Other Names
  • Kelly Caprice Doherty
  • Kelly Doherty

View on SEC IAPD

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