David Allen Claggett

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-11-07
IL	RA	APPROVED	2012-02-14

TX RA
APPROVED_RES

Since 2014-11-07
IL RA
APPROVED

Since 2012-02-14

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1701 4Th Street Suite 101, Peru, IL 61354 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Benjamin F Edwards & Co.	Lasalle-Peru	IL	02/2012	Present

02/2012 → Present

Benjamin F Edwards & Co.

Lasalle-Peru, IL

Previous Registrations

2008-01-01 → 2012-02-28

Wells Fargo Clearing Services, Llc

Peru, IL
2000-12-22 → 2008-01-01

A. G. Edwards & Sons, Inc.

Peru, IL

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-28
S63	Uniform Securities Agent State Law Examination	1990-09-28

S65 Uniform Investment Adviser Law Examination

1992-04-28
S63 Uniform Securities Agent State Law Examination

1990-09-28

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews