Inactive

James Douglas Cantrell

Financial Strategies, Inc.

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Current Employers

Financial Strategies, Inc.

13555 Bishops Court Suite 340, Brookfield, WI 53005 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
WI	RA	APPROVED	1995-03-27

TX RA
APPROVED

Since 2025-01-02
WI RA
APPROVED

Since 1995-03-27

Branch Locations

13555 Bishops Court Suite 340, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Strategies	New Berlin	WI	04/1991	Present

04/1991 → Present

Financial Strategies

New Berlin, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-08-29

S63 Uniform Securities Agent State Law Examination

1990-08-29

Designations

View on SEC IAPD

Other Firms

ANNEX WEALTH MANAGEMENT, LLC

RBC CAPITAL MARKETS, LLC

M HOLDINGS SECURITIES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

ENTASIS ASSET MANAGEMENT LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS

MATTHEW ROSS KRENKE

Eric Gustav Strom

Thomas James Berkholtz

Heather Christine Shutta

Jeffrey Lynn Stanich

Clayton Joel Beilfuss

Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI

MARINER · BROOKFIELD, WI

M HOLDINGS SECURITIES, INC. · Brookfield, WI

STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI

AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI

ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

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