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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-02-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2008 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2008 | Present |
1) MICARI FINANCIAL GROUP LLC, 874 TERRYVILLE AVE BRISTOL CT, 09/1990, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 25/WK 3/TRADING 2) MAIN STREET COMMUNITY FOUNDATION, 200 MAIN ST BRISTOL CT 06010, 06/2009, INVESTMENT COMMITTEE, REVIEWS INVESTMENT PERFORMANCE REPORTS, NIR, 2 HR/MONTH 0 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE 4) 101 CHURCH AVENUE PROPERTIES LLC, BRISTOL CT, 3/2018, OWNER, REAL ESTATE LLC, NIR, 1 HR/MONTH 0 HR/MONTH TRADING 5) ST PAUL CATHOLIC HIGH SCHOOL, 1001 STAFFORD AVE BRISTOL CT, NON -PROFIT INVESTMENT COMMITTEE, 01/2020, NIR, 6/YR 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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