William Robert Micari

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 1998-09-28 → 2008-03-03
  Mml Investors Services, Llc
  Watertown, CT
  Watertown, CT

Other Businesses

1) MICARI FINANCIAL GROUP LLC, 874 TERRYVILLE AVE BRISTOL CT, 09/1990, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 25/WK 3/TRADING 2) MAIN STREET COMMUNITY FOUNDATION, 200 MAIN ST BRISTOL CT 06010, 06/2009, INVESTMENT COMMITTEE, REVIEWS INVESTMENT PERFORMANCE REPORTS, NIR, 2 HR/MONTH 0 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE 4) 101 CHURCH AVENUE PROPERTIES LLC, BRISTOL CT, 3/2018, OWNER, REAL ESTATE LLC, NIR, 1 HR/MONTH 0 HR/MONTH TRADING 5) ST PAUL CATHOLIC HIGH SCHOOL, 1001 STAFFORD AVE BRISTOL CT, NON -PROFIT INVESTMENT COMMITTEE, 01/2020, NIR, 6/YR 0/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-15
• S63 Uniform Securities Agent State Law Examination
  1992-01-29

Other Names

• Bill Micari