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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-20
FL RA APPROVED 2021-01-26
MN RA APPROVED 2013-11-05
SD RA APPROVED 2011-06-27
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2026-05-20
  • FL RA
    APPROVED
    Since 2021-01-26
  • MN RA
    APPROVED
    Since 2013-11-05
  • SD RA
    APPROVED
    Since 2011-06-27
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

9110 Strada Pl 3Rd Fl [Ei-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
  • 2005-12-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Minnetonka, MN
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-09
S63 Uniform Securities Agent State Law Examination 1990-10-03
  • S66 Uniform Combined State Law Examination
    2005-12-09
  • S63 Uniform Securities Agent State Law Examination
    1990-10-03

View on SEC IAPD

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