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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-05-07 |
| TX | RA | APPROVED_RES | 2026-03-24 |
| CT | RA | APPROVED | 2024-03-12 |
| FL | RA | APPROVED | 2006-11-09 |
| IL | RA | APPROVED | 2003-01-31 |
Branch Locations
999 Sixth St, Traverse City, MI 49684 • United States
225 Chimney Corner Ln Suite 2001, Jupiter, FL 33458 • United States
2960 Post Road Suite 3A, Southport, CT 06890 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Wealth Financial | Waltham | MA | 12/2002 | Present |
| Lincoln Park Financial Group | Chicago | IL | 12/2002 | Present |
1. Fixed insurance sales; as of 05/05/2011; Less than 10% of time spent during business hours, conducted from branch location; investment related. 2. Owner, LPFG of Palm Beach, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2023; 100% time spent during business hours; Conducted at branch; Investment related. 3. Lincoln Park Financial Group LLC; 100% owner of private entity created to operate securities business; as of 05/05/2011; 10% of time spent during business hours, at the branch location; investment related. 4. New First Financial Resources LLC; member and owner; insurance sales producers group; as of 07/30/2015; 0% of time spent during business hours, investment related; conducted at branch. 5. Life Settlement Agent through Ashar Group; as of 06/11/2019; approximately 1% time spent during business hours; Conducted at branch location; Investment related. 6.Divorce Planning; dba Cary Stamp & Company; 10% of time; as of 08/22/2011; conducted at the branch location; not investment related. 7. MDK Tequesta, LLC - manager and sole owner of a private entity created to own the office building where the branch office is located; as of 12/08/2011; not investment related. 8. Vistage; conducting seminar for business advisory and executive coaching organization; 0-2 hours per week; as of 07/14/2017; various locations; not conducted at branch; not investment related 9. Owner, MDK Jupiter LLC, an entity created for the purpose of buying and managing residential real estate in Cary, Il, as of 12/05/2021; 1% of time spent during business hours; Not Conducted at branch; Investment related. 10. Owner & Manager, MDK Abacoa, LLC, an entity created for the purpose of owning real estate in Jupiter, FL, as of 11/22/2023; 5% time spent during business hours; Not conducted at branch; Investment related. 11. Owner, MDK Traverse LLC, an entity created for the purpose of managing branch office space in Traverse City, MI 49684, as of 6/17/2025; 5% of time spent during business hours; Conducted at branch; Investment related. 12. Co-owner, CSC Jupiter, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Jupiter, FL 33458; as of 03/23/2026; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-03 |
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