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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-07
TX RA APPROVED_RES 2026-03-24
CT RA APPROVED 2024-03-12
FL RA APPROVED 2006-11-09
IL RA APPROVED 2003-01-31
  • MI RA
    APPROVED
    Since 2026-05-07
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • CT RA
    APPROVED
    Since 2024-03-12
  • FL RA
    APPROVED
    Since 2006-11-09
  • IL RA
    APPROVED
    Since 2003-01-31

Branch Locations

999 Sixth St, Traverse City, MI 49684 • United States

225 Chimney Corner Ln Suite 2001, Jupiter, FL 33458 • United States

2960 Post Road Suite 3A, Southport, CT 06890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Wealth Financial Waltham MA 12/2002 Present
Lincoln Park Financial Group Chicago IL 12/2002 Present
  • 12/2002 → Present
    Commonwealth Wealth Financial
    Waltham, MA
  • 12/2002 → Present
    Lincoln Park Financial Group
    Chicago, IL
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 05/05/2011; Less than 10% of time spent during business hours, conducted from branch location; investment related. 2. Owner, LPFG of Palm Beach, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2023; 100% time spent during business hours; Conducted at branch; Investment related. 3. Lincoln Park Financial Group LLC; 100% owner of private entity created to operate securities business; as of 05/05/2011; 10% of time spent during business hours, at the branch location; investment related. 4. New First Financial Resources LLC; member and owner; insurance sales producers group; as of 07/30/2015; 0% of time spent during business hours, investment related; conducted at branch. 5. Life Settlement Agent through Ashar Group; as of 06/11/2019; approximately 1% time spent during business hours; Conducted at branch location; Investment related. 6.Divorce Planning; dba Cary Stamp & Company; 10% of time; as of 08/22/2011; conducted at the branch location; not investment related. 7. MDK Tequesta, LLC - manager and sole owner of a private entity created to own the office building where the branch office is located; as of 12/08/2011; not investment related. 8. Vistage; conducting seminar for business advisory and executive coaching organization; 0-2 hours per week; as of 07/14/2017; various locations; not conducted at branch; not investment related 9. Owner, MDK Jupiter LLC, an entity created for the purpose of buying and managing residential real estate in Cary, Il, as of 12/05/2021; 1% of time spent during business hours; Not Conducted at branch; Investment related. 10. Owner & Manager, MDK Abacoa, LLC, an entity created for the purpose of owning real estate in Jupiter, FL, as of 11/22/2023; 5% time spent during business hours; Not conducted at branch; Investment related. 11. Owner, MDK Traverse LLC, an entity created for the purpose of managing branch office space in Traverse City, MI 49684, as of 6/17/2025; 5% of time spent during business hours; Conducted at branch; Investment related. 12. Co-owner, CSC Jupiter, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Jupiter, FL 33458; as of 03/23/2026; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-30
S63 Uniform Securities Agent State Law Examination 1990-10-03
  • S65 Uniform Investment Adviser Law Examination
    1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1990-10-03

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