Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-25 |
| CA | RA | APPROVED | 2017-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/1999 | Present |
| Schwab Private Client Investment Advisory, Inc. | Phoenix | AZ | 12/2014 | 10/2017 |
SELF EMPLOYED | NOT INVESTMENT RELATED | PHOENIX, ARIZONA | START DATE 04/01/2001 | MUSICIAN | COMPOSE MUSIC, COLLABORATE WITH OTHER ARTISTS AND PERFORM OCCASIONALLY | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-22 |
Reach out to this advisor