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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2008-06-26 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Portland | ME | 06/2008 | Present |
Animal Refuge League, Stroudwater St, Westbrook, Me 04092, Animal Shelter/Humane society, Chairman of the Investment committee"Committee Chair, Start date-7/29/2008 Animal Refuge League of Greater, PortlandPO BOX 336, westbrook, ME 04098, Animal Shelter, Oversee Endowment committee and work with 5 other members to oversee the endowmwnt, Committee Chair, start date-11/9/2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-23 |
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