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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

1220 Main Street, Vancouver, WA 98660 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Vancouver WA 08/2013 09/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2020
Waddell & Reed, Inc. Vancouver WA 09/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Ridgefield WA 09/2020 07/2021
Legacy Salmon Creek Hospital Vancouver WA 03/2018 07/2021
March Estates Homeowner'S Association Vancouver WA 12/2016 07/2021
Dollarfor.ORg Vancouver WA 07/2020 07/2021
Lpl Financial Llc Vancouver WA 07/2021 Present
  • 08/2013 → 09/2020
    Vancouver, WA
  • 01/2015 → 09/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2020 → 07/2021
    Waddell & Reed, Inc.
    Vancouver, WA
  • 09/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Ridgefield, WA
  • 03/2018 → 07/2021
    Legacy Salmon Creek Hospital
    Vancouver, WA
  • 12/2016 → 07/2021
    March Estates Homeowner'S Association
    Vancouver, WA
  • 07/2020 → 07/2021
    Dollarfor.ORg
    Vancouver, WA
  • 07/2021 → Present
    Vancouver, WA
Previous Registrations
Other Businesses

1- 10/09/2024 - KRISTIN E TORRES LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/07/2024 - 5 Hours Per Month/ 0 Hours during Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21
Other Names
  • Kristin Elise Hanneman
  • Kristin Elise Burgara
  • Kristin Grisham
  • Kristin Elise Londt
  • Kristin E Torres
  • Kristin Hanneman
  • Kristin E Hanneman
  • Kristin Elise Torres

View on SEC IAPD

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