Thomas Linwood Carter

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Annapolis, MD
• 02/2017 → Present
  City National Bank
  Annapolis, MD

Previous Registrations

• 2005-06-28 → 2007-11-30
  Truist Investment Services, Inc.
  Washington, DC
  Annapolis, MD
  Washington, DC
• 2003-07-29 → 2005-07-15
  Truist Securities, Inc.
  Washington, DC
• 1999-01-01 → 2003-05-28
  Morgan Stanley Dw Inc.
  Annapolis, MD

Other Businesses

(1) NAME OF ENTITY: 16 Angelfish Cay LLC; ADDRESS: 16A Anchor Drive Key Largo Fl 33037; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Purchasing a condo in Key Largo Florida and plan to rent it when not using it personally; CAPACITY: Owner/Passive; START DATE: 03/22/2021; DUTIES: None; HOURS DEVOTED PER MONTH: None; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-27
• S63 Uniform Securities Agent State Law Examination
  1993-06-02

Other Names

• Tom Carter
• Tom Carter
• Thomas Linwood Iii Carter