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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| MD | RA | APPROVED | 2007-11-26 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Annapolis | MD | 03/2008 | Present |
| City National Bank | Annapolis | MD | 02/2017 | Present |
(1) NAME OF ENTITY: 16 Angelfish Cay LLC; ADDRESS: 16A Anchor Drive Key Largo Fl 33037; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Purchasing a condo in Key Largo Florida and plan to rent it when not using it personally; CAPACITY: Owner/Passive; START DATE: 03/22/2021; DUTIES: None; HOURS DEVOTED PER MONTH: None; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-02 |
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