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Pelayo Nicholas Garcia

Brookstone Capital Management LLC

Wheaton, IL

Weston, FL

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-26
FL RA APPROVED 2017-08-30
  • TX RA
    APPROVED_RES
    Since 2018-01-26
  • FL RA
    APPROVED
    Since 2017-08-30

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

1555 Bonaventure Boulevard, Weston, FL 33326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gbs Financial Weston FL 01/2003 Present
Secure Investment Managment, Llc Tucson AZ 10/2015 08/2017
Brookstone Capital Management Wheaton IL 08/2017 Present
Financial Independent Group Weston FL 09/2017 Present
Bank On Yourself Weston FL 01/2006 Present
  • 01/2003 → Present
    Gbs Financial
    Weston, FL
  • 10/2015 → 08/2017
    Secure Investment Managment, Llc
    Tucson, AZ
  • 08/2017 → Present
    Brookstone Capital Management
    Wheaton, IL
  • 09/2017 → Present
    Financial Independent Group
    Weston, FL
  • 01/2006 → Present
    Bank On Yourself
    Weston, FL
Previous Registrations
  • 2015-11-04 → 2017-08-22
    Weston, FL
    Tucson, AZ
  • 2013-12-20 → 2015-01-13
    Robotic Trading Advisors, Llc
    Weston, FL
    Scottsdale, AZ
  • 2013-02-04 → 2013-12-12
    Global Financial Private Capital, Inc.
    Weston, FL
    Sarasota, FL
  • 2000-10-18 → 2003-05-01
    New England Securities
    Miami, FL
Other Businesses

GBS Financial, Non-Investment Related business, 2645 Executive Park Drive Weston, FL 33331, Insurance/Annuity Related business, Owner/Licensed Insurance Agent, Start date - 01/2003 - Present, 40 hours per week and during trading hours. J.D. Mellberg Financial, LLC. - Non-investment related business - 3067 W. Ina Road, Suite 105 Tucson, AZ. 85741 - Insurance Agency - Contracted/Licensed Insurance Agent - Start date - 09/2015 - Present - 20 hours per week and during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-06
S63 Uniform Securities Agent State Law Examination 1997-10-25
  • S65 Uniform Investment Adviser Law Examination
    2011-12-06
  • S63 Uniform Securities Agent State Law Examination
    1997-10-25
Other Names
  • Peter Garcia
  • Peter Garcia
  • Pete Garcia
  • Pelayo N Jr Garcia
  • Pelayo (Peter) Garcia

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