Walter Alan Clark

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-07-16
MD	RA	APPROVED	2017-03-25

SC RA
APPROVED

Since 2024-07-16
MD RA
APPROVED

Since 2017-03-25

Branch Locations

530 Gaither Road Suite 350, Rockville, MD 20850 • United States

Okatie, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Upper Marlboro	MD	10/1988	03/2017
Massmutual Life Insurance Co	Rockville	MD	07/2016	Present
Mml Investors Services, Llc	Rockville	MD	03/2017	Present

10/1988 → 03/2017

Metlife Securities Inc.

Upper Marlboro, MD
07/2016 → Present

Massmutual Life Insurance Co

Rockville, MD
03/2017 → Present

Mml Investors Services, Llc

Rockville, MD

Previous Registrations

2007-08-01 → 2017-03-25

Msi Financial Services, Inc.

Rockville, MD

Rockville, MD

Greenbelt, MD

Elkridge, MD

Other Businesses

Name: Walter Clark, Inv Related: Y addr: Residential address Nature: Individual Life & Health Position: Agent Start: 07/01/16 NO HRS/MO: 10 NO HRS/MO dur Trading: 10

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-02
S63	Uniform Securities Agent State Law Examination	1996-12-02

S65 Uniform Investment Adviser Law Examination

2007-07-02
S63 Uniform Securities Agent State Law Examination

1996-12-02

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews