Sheryl L Nelson

Ubs Financial Services Inc.

Minneapolis, MN

CRD 2084316

Claim This Profile

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-10
TX	RA	APPROVED_RES	2006-09-12

MN RA
APPROVED

Since 2013-12-10
TX RA
APPROVED_RES

Since 2006-09-12

Branch Locations

444 Cedar St, St Paul, MN 55101-2108 • United States

Brownsdale, MN • United States

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	St. Paul	MN	08/2006	Present

08/2006 → Present

Ubs Financial Services Inc.

St. Paul, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-02-05

S63 Uniform Securities Agent State Law Examination

1999-02-05

Other Names

Sheryl Lynn Kuster
Sheryl Lynn Kuster
Sheryl Lynn Nelson

View on SEC IAPD

Nearby Firms

CLEARWATER MANAGEMENT CO., INC.

FIDUCIARY COUNSELLING INC

Nearby Investors

HEATHER FITCH RADCLIFF

CHRISTOPHER J SCHWARTZ

JAMES P. SHAFER

Nearby Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN

FIDUCIARY COUNSELLING INC · ST PAUL, MN

MAIRS & POWER · ST. PAUL, MN

More in St Paul, MN

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor