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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-11-02 |
Branch Locations
425 Huehl Road Unit 14B, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Financial Network | Rosemonp | IL | 01/2010 | 11/2018 |
| Royal Alliance Associates, Inc. | Rosemont | IL | 11/2018 | Present |
1. INSURANCE BROKER-LIFE , LTC, DI POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/10/2010 ADDRESS: 425 Huehl Rd., Unit 14B, Northbrook IL 60062, United States DESCRIPTION: Sales of Non variable Insurance 2. JONATHAN FRYDMAN- DBA FRYDMAN ASSET MANAGEMENT INSURANCE BROKER-LIFE , LTC, DI POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/10/2010 ADDRESS: 425 Huehl Rd., Unit 14B, Northbrook IL 60062, United States DESCRIPTION: Sales of Non variable Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-03 |
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