Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
| NJ | RA | APPROVED | 2020-11-12 |
Branch Locations
1000 South Ave Suite 103, Staten Island, NY 10314 • United States
521 5Th Avenue Suite 1721, 17Th Floor, New York, NY 10175 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | St Cloud | MN | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) RIVER PLAZA YOUTH CLUB. TRUSTEE. NON-PROFIT ORGANIZATION. START DATE: 12/10/2008. 2.) FRCT, LLC; PARTNER; START DATE: 4/16/2004. 3.)FRCT WEALTH MANAGEMENT GROUP; PARTNER. DBA. START DATE: 12/1/2008. 4.)GUIDED PROFESSIONAL SOLUTIONS. MANAGING PARTNER. DBA. START DATE: 10/6/2009. 5.) USA EMPLOYEE BENEFITS; AGENT; EDUCATION; START DATE: 4/1/2010 6.) SIXFIFTEENNINETYSIX; EMPLOYEE; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 07/01/2018; 20 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-20 |
Reach out to this advisor