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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
8220 San Pedro Drive Ne Suite 170, Albuquerque, NM 87113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Albuquerque | NM | 07/1991 | Present |
| Pruco Securities, Llc. | Albuquerque | NM | 07/1991 | 11/2024 |
| Lpl Enterprise, Llc | Albuquerque | NM | 11/2024 | Present |
1) 09/27/2024 - E.K. Longfriend, LLC - Own business condo rented to Karate school - Business Entity for Tax/Investment Purposes Only - Inv Related - At ALBUQUERQUE, NM - Start Date 03/26/2010 - 0hrs/mth - 0hrs/mth During Trading 2) 09/27/2024 - Mark W. Jessup - Serving as the Co-Trustee of mother's estate with my brother Mark Jessup - Act in a Fiduciary Capacity - Non Inv Related - At ALBUQUERQUE, NM - Start Date 06/01/1993 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-26 |
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