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701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-08 |
| CA | RA | APPROVED | 2025-08-25 |
Branch Locations
701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
560 Mission Street Suite 2800, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 10/2010 | 09/2016 |
| Wrapmanager, Inc. | San Francisco | CA | 10/2010 | 08/2025 |
| Freestone Capital Management, Llc | Seattle | WA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-24 |
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