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Current Employers
Freestone Capital Management, Llc

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-08
CA RA APPROVED 2025-08-25
  • TX RA
    APPROVED
    Since 2025-10-08
  • CA RA
    APPROVED
    Since 2025-08-25

Branch Locations

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

560 Mission Street Suite 2800, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services, Inc. Dallas TX 10/2010 09/2016
Wrapmanager, Inc. San Francisco CA 10/2010 08/2025
Freestone Capital Management, Llc Seattle WA 08/2025 Present
  • 10/2010 → 09/2016
    Prospera Financial Services, Inc.
    Dallas, TX
  • 10/2010 → 08/2025
    Wrapmanager, Inc.
    San Francisco, CA
  • 08/2025 → Present
    Seattle, WA
Previous Registrations
  • 2010-10-13 → 2025-09-02
    Mill Valley, CA
  • 2005-10-27 → 2006-06-01
    Morgan Stanley Dw Inc.
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-24
  • S66 Uniform Combined State Law Examination
    2005-10-24
Designations

View on SEC IAPD

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