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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-01-25
  • MI RA
    APPROVED
    Since 2021-01-25

Branch Locations

12 South Main Street Suite A, Clarkston, MI 48346 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Clarkston MI 02/2013 08/2018
Summit Brokerage Services Inc Clarkston MI 08/2018 09/2019
Summit Financial Group Inc Clarkston MI 08/2018 01/2021
Cetera Advisor Networks Llc Clarkston MI 09/2019 01/2021
Prospera Financial Services Inc. Dallas TX 01/2021 Present
  • 02/2013 → 08/2018
    Lpl
    Clarkston, MI
  • 08/2018 → 09/2019
    Summit Brokerage Services Inc
    Clarkston, MI
  • 08/2018 → 01/2021
    Summit Financial Group Inc
    Clarkston, MI
  • 09/2019 → 01/2021
    Cetera Advisor Networks Llc
    Clarkston, MI
  • 01/2021 → Present
    Dallas, TX
Previous Registrations
Other Businesses

MR. ERIKSEN IS A NON COMPENSATED BOARD MEMBER OF DETROIT REGIONAL CHAMBER LOCATED AT ONE WOODWARD AVE., DETROIT, MI 48226. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS TIME NONE DURING MARKET HOURS. NO COMPENSATION AT THIS TIME FOR THIS BUSINESS. MR. ERIKSEN IS A TTEE TO ACCOUNT [REDACTED] FOR DECEASED BROTHERS TRUST ACCOOUNT. SPENDING 1-9% OF HIS WEEKLY TIME DURING MARKET HOURS. NO COMP AT THIS TIME FOR THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-14
S63 Uniform Securities Agent State Law Examination 1990-08-29
  • S65 Uniform Investment Adviser Law Examination
    1996-02-14
  • S63 Uniform Securities Agent State Law Examination
    1990-08-29
Other Names
  • Mark Eriksen

View on SEC IAPD

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