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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-18 |
Branch Locations
620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Newport Beach | CA | 03/2006 | Present |
| Black Swan Productions | San Clemente | CA | 09/2007 | Present |
(1) Puff Family Limited Partnership Address: Vero Beach, FL Nature of the Business: Personal/Private Investment Position/Title: Partner Investment Related:No Start Date: 03/01/2006 Hours per month devoted to this business: 0.25 Hours per month devoted to this business during trading hours: 0 Description of duties: We meet biannually to discuss investment ideas for the funds, tax issues, and distributions for taxes. (2)MYXER SOCIAL RADIO - DEERFIELD BEACH, FL, HELP THE COMPANY REFINE THEIR ONLINE MUSIC OFFERING, DEVOTE 4 HRS PER MONTH, NONE DURING BSNS HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-05 |
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