Kathleen Sue Dennis

Current Employers

Employment History

• 02/2002 → 10/2018
  Financial Services/Simple Solutions
  St Charles, IA
• 06/2015 → 12/2017
  Sii Investments
  St Charles, IA
• 01/2018 → 10/2018
  Ipi Wealth Management, Inc.
  St. Charles, IA
• 01/2018 → 10/2018
  Investment Planners, Inc.
  St. Charles, IA
• 10/2018 → Present
  Valic Financial Advisors, Inc.
  Overland Park, KS
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2018-01-02 → 2018-11-09
  Ipi Wealth Management, Inc.
  St. Charles, IA
• 2015-06-18 → 2017-12-31
  Sii Investments, Inc.
  St Charles, IA
  Appleton, WI
  St Charles, IA
• 2000-03-29 → 2015-07-16
  Ameritas Investment Company, Llc
  St Charles, IA
  Lincoln, NE
  Lincoln, NE

Other Businesses

ST CHARLES DEVELOPMENT CORP - PRESIDENT OF NON-PROFIT ORGANIZATION INVOLVED WITH ORGANIZING VOLUNTEERS AND LEADING MEETINGS. RENTAL POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 2467 Willow Bend Trail, St Charles IA 50240, United States DESCRIPTION: Make agreements on rental cost and duration Collect the rent AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

• S66 Uniform Combined State Law Examination
  2000-03-29
• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1990-11-07

Other Names

• Kathleen S Dennis
• Kathleen S Halferty
• Kathleen Sue Halferty
• Kathleen Sue Dennis
• Kathleen Dennis