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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Altoona | IA | 12/2008 | 08/2022 |
| Primerica Financial Services | Altoona | IA | 06/2004 | 08/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
1) JOHN RUDDY, 602 8TH ST SW, ALTOONA, IA, 08/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 30 HR/MO, 30 HR/MO TRADING. 2) P BAR CATTLE COMPANY LLC, 602 8TH ST SW, ALTOONA, IA, 11/2022, OWNER, CATTLE OPERATION, NIR, 40 HR/MO, 10 HR/MO TRADING. 3) SHAHAN WALSH, 1114 E JEFFERSON ST, WINTERSET, IA, 11/2022, OWNER, DBA, NIR, 30 HR/MO, 30 HR//MO TRADING. 4) RCI WEALTH MANAGEMENT, 602 8TH ST SW, ALTOONA, IA, 12/2023, OWNER, DBA, NIR, 160 HR/MO, 160 HR/MO TRADING. 5) RAMS BASKETBALL CLUB, Altoona IA 50009, United States, 06/01/2025, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 20 HR/MO, 4 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-18 |
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