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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bay State Financial Services | Boston | MA | 07/1989 | Present |
| Metlife Securities Inc. | Seabrook | NH | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Exeter | NH | 03/2017 | Present |
| Massmutual Life Insurance Co | Exeter | NH | 07/2016 | Present |
Name: Andrew M Rocco Inv rel: Y Add: 149 Water Street Exeter NH 03833 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 01/01/1995 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: individual life & health, group health
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-15 |
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