Best Investors Account Sign in

Katherine Sue Ausley

Edward Jones

Tacoma, WA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-12-17
  • WA RA
    APPROVED
    Since 2024-12-17

Branch Locations

2915 Mccarver St Ste 101, Tacoma, WA 98403-3392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2024 Present
Edward Jones Tacoma WA 11/2013 09/2024
Previous Registrations
Other Businesses

"DoorDash Type: Delivery Date: 01/25/21 Title: Delivery Driver Trad Hrs: 0 Tot Hrs: 0 Desc: Deliveries City-State: San Francisco CA" "Bethel Greenacres Water Type: Small Water Company Date: 01/03/00 Title: Office Administration Trad Hrs: 0 Tot Hrs: 10 Desc: Billing, reports, filing. City-State: Spanaway WA"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-11
S65 Uniform Investment Adviser Law Examination 1998-03-13
S63 Uniform Securities Agent State Law Examination 1996-01-03
  • S66 Uniform Combined State Law Examination
    2024-12-11
  • S65 Uniform Investment Adviser Law Examination
    1998-03-13
  • S63 Uniform Securities Agent State Law Examination
    1996-01-03
Other Names
  • Katherine Sue Ausley
  • Katherine Sue Kent
  • Kathy Sue Ausley
  • Kathy Sue Kent

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tacoma, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor