Elisabeth Marie Braun-Ward

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 2081792

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-07-12

CA RA
APPROVED

Since 2016-07-12

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

San Dimas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Benefitscorp Equities, Inc.	Glendale	CA	07/1990	Present

07/1990 → Present

Benefitscorp Equities, Inc.

Glendale, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-12
S63	Uniform Securities Agent State Law Examination	1990-10-02

S65 Uniform Investment Adviser Law Examination

2016-07-12
S63 Uniform Securities Agent State Law Examination

1990-10-02

Other Names

Elisabeth Marie Braun
Lisa Braun
Elisabeth Marie Braunward

View on SEC IAPD

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