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John Kennedy Buggy

Citizens Securities, Inc.

Monroeville, PA

Columbus, OH

CRD 2081714

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-04-24
  • PA RA
    APPROVED
    Since 2019-04-24

Branch Locations

4210 William Penn Highway Ms: Pmw846, Monroeville, PA 15146 • United States

4249 Easton Way Mailstop: Ohd160, Columbus, OH 43219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Lemoyne PA 05/2012 04/2017
Citizens Securities, Inc. Monroeville PA 04/2017 Present
Previous Registrations
  • 2012-05-10 → 2017-04-24
    M&T Securities, Inc.
    Camp Hill, PA
    Lemoyne, PA
    Enola, PA
    Carlisle, PA
    York, PA
    Lemoyne, PA
    Boiling Springs, PA
    Dillsburg,, PA
    Carlisle, PA
    Mt. Holly Springs, PA
    Mechanicsburg, PA
    Carlisle, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
    Carlisle, PA
    Camp Hill, PA
    Lemoyne, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
  • 2008-09-24 → 2012-04-20
    Mechanicsburg, PA
    Camp Hill, PA
    Mechanicsburg, PA
    Dillsburg, PA
    Camp Hill, PA
  • 2008-05-30 → 2008-09-18
    Camp Hill, PA
    Mechanicsburg, PA
    Camp Hill, PA
  • 2003-05-02 → 2008-03-07
    Carlisle, PA
    Middletown, PA
    Harrisburg, PA
    Harrisburg, PA
    Camp Hill, PA
    Chambersburg, PA
    Harrisburg, PA
    Mechanicsburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-04
S63 Uniform Securities Agent State Law Examination 1992-06-10
  • S65 Uniform Investment Adviser Law Examination
    2000-10-04
  • S63 Uniform Securities Agent State Law Examination
    1992-06-10
Other Names
  • Jack Buggy
  • Jack Kennedy Buggy

View on SEC IAPD

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