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Laura Marie Sutton

Ameriprise Financial Services, LLC

Batesville, AR

Batesville, AR

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
AR RA APPROVED 2018-09-11
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • AR RA
    APPROVED
    Since 2018-09-11

Branch Locations

1530 Byers St, Batesville, AR 72501 • United States

Batesville, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 08/1998 09/2018
Ameriprise Financial Services, Inc. Batesville AR 09/2018 03/2020
Ameriprise Financial Services, Llc Batesville AR 03/2020 Present
  • 08/1998 → 09/2018
    Investment Professionals, Inc.
    San Antonio, TX
  • 09/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Batesville, AR
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Batesville, AR
Previous Registrations
  • 2015-10-26 → 2018-09-11
    Investment Professionals, Inc.
    Batesville, AR
    Batesville, AR
    San Antonio, TX
    Little Rock, AR
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-26
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    2015-10-26
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Laura Marie Massey

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KEITH MARION DAVIS
Wesley Adam Brooks
LUANNE GREGORY
Braden Joseph Mead
JEFFERY DANIEL WELCH
David Louis Winberry
THOMAS STEVEN MARTIN
Matthew V Martin

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · Batesville, AR
CETERA INVESTMENT ADVISERS LLC · BARNETT DR, AR
EDWARD JONES · BATESVILLE, AR
AMERIPRISE FINANCIAL SERVICES, LLC · Batesville, AR
LPL FINANCIAL LLC · BATESVILLE, AR
EDWARD JONES · BATESVILLE, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Batesville, AR
EDWARD JONES · BATESVILLE, AR

More in Batesville, AR

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