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Nelson Securities,Inc. CRD 14377
$322M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9718 N Morton Ct, Spokane, WA 99218 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2002-05-28 |
Branch Locations
9718 N Morton Ct, Spokane, WA 99218 • United States
7307 N. Division St. Suite 220, Spokane, WA 99208 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nelson Securities,Inc. | Spokane | WA | 06/1992 | Present |
Owns a condo that is rented out also on the Condo Association. A few hours per month are devoted to general maintenance and administrative duties. Since 6/1/1992.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-27 |
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