Douglas Kohlmorgen Newell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1990 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
• 11/2009 → Present
  Bank Of America, Na
  Naples, FL

Other Businesses

I*113229 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SPECIAL OLYMPICS OF FLORIDA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NAPLES, FLORIDA 34109 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, COACH START DATE OF RELATIONSHIP: 3/23/2018 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: SPECIAL OLYMPICS PROVIDES ORGANIZED SPORTS ACTIVITIES FOR INDIVIDUALS WITH INTELLECTUAL DISABILITIES. I COACH NUMEROUS SPORTS THROUGH OUT THE YEAR. I AM NOT ON THE BOARD OR ANY GOVERNING BODY. I DO VOLUNTEER AT A NUMBER OF FUND RAISING EVENTS DURING

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-27
• S63 Uniform Securities Agent State Law Examination
  1990-09-13

Other Names

• Douglas K Newell