Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-20 |
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Shelby | NC | 07/1989 | 03/2017 |
| Mml Investors Services, Llc | Shelby | NC | 03/2017 | Present |
| Massmutual Life Insurance Co | Shelby | NC | 07/2016 | Present |
(1) NAME: MCNICHOL INSURANCE CONSULTING SERVICES INV REL: Y ADDR: 523 S DEKALB ST SHELBY, NC 28150 NATURE: OTHER - FEE BASED INSURANCE CONSULTING POSITION: FEE BASED INSURANCE CONSULTING START: 05/20/2019 NO HRS/MO: 12 NO HRS/MO DUR TRADING: 12. (2) NAME: THOMAS A MCNICHOL INV REL: Y ADDR: 523 S. DEKALB ST., SHELBY, NC 28150 NATURE: OUTSIDE INSURANCE POSITION: INSURANCE SALES START: 04/01/2021 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DUTIES: SELLING HEALTH & LIFE PRODUCTS NOT AVAILABLE ON THE MASSMUTUAL/MMLIA PLATFORM. (3) NAME: MCNICHOL LIFE SETTLEMENTS INV REL: Y ADDR: 523 S. DEKALB ST., SHELBY, NC 28150 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: SALES START: 3/2017 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-15 |
Reach out to this advisor