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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2000-02-16 |
Branch Locations
7 North St Ste 12, Litchfield, CT 06759 • United States
835 Straits Tpke Ste A, Middlebury, CT 06762 • United States
Waterbury, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Middlebury | CT | 07/1990 | 03/2020 |
| Ameriprise Financial Services, Llc | Middlebury | CT | 03/2020 | Present |
Outside Employment; Outside Employment; Notary Public; Other; 55 Burr StreetWaterbury, CT 06708, , ** not provided **, N/A, 00000; 1 to 9 hours per month / Outside Employment; Honey Badger Management; Other; 835 Straits Tpke, Ste A, Middlebury, CT, 06762; Investment-Related; 12/12/2018; 20 to 39 during trading hours; 40 to 59 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-20 |
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