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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| CA | RA | APPROVED | 2012-02-06 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Irvine | CA | 02/2012 | Present |
NOTARY- 1926 EAST LA VETA AVE, UNIT 113, ORANGE CA 92660 (HOME ADDRESS)- 5 HOURS OR LESS OUTSIDE BUSINESS HOURS, 0 DURING TRADING HOURS, 0 SHARES HELD- NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-28 |
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