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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Augusta | GA | 09/1991 | Present |
| Bank Of America, Na | Augusta | GA | 12/2009 | Present |
I*1022318, Entity Type: , Name of OBA: E G personal CMA , Address: Evans, Georgia, 30809, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/04/2022, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-20 |
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