Paula Fox Derwick

Current Employers

Employment History

• 12/1998 → Present
  Fox Holdings, Inc Dba H&R Block And Fox Financial Services
  Olean, NY
• 07/1990 → 10/2020
  Avantax Investment Services, Inc.
  Olean, NY
• 09/1993 → 10/2020
  Avantax Advisory Services
  Olean, NY
• 10/1994 → 10/2020
  Avantax Insurance Agency, Llc
  Olean, NY
• 09/1990 → Present
  Paula Fox Derwick Dba Fox Financial
  Olean, NY
• 10/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-09-28 → 2020-11-06
  Avantax Advisory Services
  Olean, NY
• 2007-04-09 → 2011-12-31
  Avantax Advisory Services
  Olean, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 7/1999 APX # OF HRS/WK: 5 APX # OF HRS DUR TRD HRS: 5 TITLE/ INSURANCE AGENT DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FOX HOLDINGS, INC DBA H&R BLOCK AND FOX FINANCIAL SERVICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MANAGEMENT OF 6 H&R BLOCK OFFICES, TAX ADVISOR START: 12/1998 TITLE: PRESIDENT, SHAREHOLDER APX # OF HRS/WK & DUR TRD HRS: 40 DUTIES: PRESIDENT, SHAREHOLDER 3. NAME OF OTHER BUSINESS: PETER SALIGMAN INDENTURE TRUST INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE START: 10/2020 TITLE: TRUSTEE APX # OF HRS/WK & DUR TRD HRS: MINIMAL DUTIES: PAY LIFE INSURANCE PREMIUM ONCE PER YEAR. THE GRANTOR ONLY DEPOSITS THE AMOUNT TO PAY THE ANNUAL LIFE INSURANCE PREMIUM, THE GRANTOR RECEIVES CONFIRMATION THAT THE PREMIUM HAS BEEN PAID. 4. NAME OF OTHER BUSINESS: W&S FOX LMTD FAMILY PARTNERSHIP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: THE PARTNERSHIP OWNS COMMERCIAL AND RESIDENTIAL REAL ESTATE. START: 4/1996 TITLE: LIMITED PARTNER APX # OF HRS/WK & DUR TRD HRS: MINIMAL DUTIES: NONE AT THIS TIME. AFTER MY PARENTS PASS, THE PARTNERSHIP WILL THEN BE OWNED BY MY BROTHER & ME EQUALLY AND WE WILL MANAGE THE PROPERTIES AS EQUAL OWNERS. THE PARTNERSHIP OWNS COMMERCIAL AND RESIDENTIAL REAL ESTATE. 5. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE AND EXECUTOR, START: 1/2022, TITLE: TRUSTEE AND EXECUTOR, APX # OF HRS/WK & DUR TRD HRS: VARIES, DUTIES: TRUSTEE AND EXECUTOR FOR NEIGHBOR; 6. NAME OF OTHER BUSINESS: PAULA FOX DERWICK DBA FOX FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT SERVICES START: 9/1990 TITLE: OWNER APX # OF HRS/WK & DUR TRD HRS: 40; DUTIES: MANAGE INVESTMENT REPRESENTATIVES, CREATE AND IMPLEMENT FINANCIAL PLANS FOR CLIENTS 7. NAME OF OTHER BUSINESS: HOPE CENTER ; INVESTMENT RELATED: NO; ADDRESS: 920 N 44TH ST OLEAN, NY 14760 ; NATURE OF BUSINESS: NON PROFIT ; START: 10/2021 ; TITLE: BOARD MEMBER ; APX # OF HRS/WK & DUR TRD HRS: 1 ; DUTIES: ATTEND MEETINGS, ABIDE BY CENTERS MISSION AND VALUES, VOTE ON ISSUES; 8. NAME OF OTHER BUSINESS: CHRIST UNITED METHODIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 633 LINWOOD AVE, OLEAN, NY 14760; NATURE OF BUSINESS: BOARD; START: 8/2024; TITLE: COMMITTEE MEMBER; APX # OF HRS/WK: 4; APX # OF HRS DUR TRD HRS: 1; BRIEF DESCRIPTION OF DUTIES: MEMBER OF STAFF PARISH RELATIONS COMMITTEE - LEADS THE HUMAN RESOURCE AREA OF THE CHURCH'S STAFF/PASTOR AND ACTS AS A LIAISON BETWEEN THIS GROUP AND CONGREGANTS; 9. NAME OF OTHER BUSINESS: NEIGHBORHOOD MUSEUM OF PLAY, INVESTMENT RELATED: NO, ADDRESS: 609 S UNION ST, OLEAN, NY 14760. NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: ATTENDANCE AT BOARD MEETINGS AND BE AN ACTIVE MEMBER FOR THE ORGANIZATION; 10. NAME OF OTHER BUSINESS: PAULA FOX DERWICK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX CONSULTING SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL AND OPERATIONS CONSULTANT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: WORK WITH FOUNDER AND STAFF TO SET UP AN OPERATIONS PLAN COVERING FINANCIAL FORECASTING, STAFFING NEEDS, AND CONSULTING ON FUNDING OF PROJECT;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-30
• S63 Uniform Securities Agent State Law Examination
  1990-08-09

Designations

Other Names

• Paula Fox Derwick
• Paula Jane Fox