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185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-03 |
| MA | RA | APPROVED | 2023-07-14 |
| FL | RA | APPROVED | 2023-06-09 |
| WY | RA | APPROVED | 2023-05-30 |
| SC | RA | APPROVED | 2023-05-26 |
| OR | RA | APPROVED | 2023-05-24 |
| RI | RA | APPROVED | 2023-05-24 |
| CA | RA | APPROVED | 2023-05-23 |
| NY | RA | APPROVED | 2023-05-23 |
| PA | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED_RES | 2012-04-24 |
| CT | RA | APPROVED | 2011-10-31 |
Branch Locations
185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bradley, Foster & Sargent, Inc. | Hartford | CT | 09/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-05 |
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