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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-03
  • NY RA
    APPROVED
    Since 2024-04-03

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

200 Executive Blvd Suite C, Ossining, NY 10562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Lincoln NE 05/2009 07/2017
Ameritas Life Insurance Lincoln NE 05/2009 07/2017
Dipaola Financial Group White Plains NY 04/2009 07/2017
Ameritas Life Insurance Corp Of New York New York NY 05/2009 07/2017
Lopresti Enterprises Inc Croton On Hudson NY 05/2004 03/2024
Lpl Financial, Llc Croton On Hudson NY 07/2017 09/2022
Lincoln Financial Advisors Corporation Croton On Hudson NY 09/2022 03/2024
Kestra Investment Services, Llc Croton On Hudson NY 03/2024 Present
Kestra Advisory Services, Llc Croton On Hudson NY 03/2024 Present
  • 05/2009 → 07/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 05/2009 → 07/2017
    Ameritas Life Insurance
    Lincoln, NE
  • 04/2009 → 07/2017
    Dipaola Financial Group
    White Plains, NY
  • 05/2009 → 07/2017
    Ameritas Life Insurance Corp Of New York
    New York, NY
  • 05/2004 → 03/2024
    Lopresti Enterprises Inc
    Croton On Hudson, NY
  • 07/2017 → 09/2022
    Croton On Hudson, NY
  • 09/2022 → 03/2024
    Lincoln Financial Advisors Corporation
    Croton On Hudson, NY
  • 03/2024 → Present
    Kestra Investment Services, Llc
    Croton On Hudson, NY
  • 03/2024 → Present
    Croton On Hudson, NY
Previous Registrations
  • 2022-09-15 → 2024-04-03
    Osaic Fa, Inc.
    Paramus, NJ
    Paramus, NJ
    Croton On Hudson, NY
    Ossining, NY
  • 2021-08-03 → 2022-09-23
    Croton On Hudson, NY
    Croton On Hudson, NY
    Bronx, NY
Other Businesses

Business Name: LODI WEALTH ADVISORS POSITION: President/Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1600 START DATE: 09/23/2022 ADDRESS: 15 Fox Run Road, Croton on Hudson NY 10520, United States DESCRIPTION: I am the primary owner and also an advisor Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/27/2024 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: RECTANGLE HEALTH POSITION: Chief Administrative Officer NATURE: Healthcare Technology INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2013 ADDRESS: 115 E Stevens Avenue, Suite 300, Valhalla NY 10595, United States DESCRIPTION: I am a partial owner and I assist in strategic decisions and the day to day of the business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-02
  • S63 Uniform Securities Agent State Law Examination
    2006-06-02
Other Names
  • Scott Lopresti
  • Scott A Lopresti

View on SEC IAPD

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