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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-03 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
200 Executive Blvd Suite C, Ossining, NY 10562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 05/2009 | 07/2017 |
| Ameritas Life Insurance | Lincoln | NE | 05/2009 | 07/2017 |
| Dipaola Financial Group | White Plains | NY | 04/2009 | 07/2017 |
| Ameritas Life Insurance Corp Of New York | New York | NY | 05/2009 | 07/2017 |
| Lopresti Enterprises Inc | Croton On Hudson | NY | 05/2004 | 03/2024 |
| Lpl Financial, Llc | Croton On Hudson | NY | 07/2017 | 09/2022 |
| Lincoln Financial Advisors Corporation | Croton On Hudson | NY | 09/2022 | 03/2024 |
| Kestra Investment Services, Llc | Croton On Hudson | NY | 03/2024 | Present |
| Kestra Advisory Services, Llc | Croton On Hudson | NY | 03/2024 | Present |
Business Name: LODI WEALTH ADVISORS POSITION: President/Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1600 START DATE: 09/23/2022 ADDRESS: 15 Fox Run Road, Croton on Hudson NY 10520, United States DESCRIPTION: I am the primary owner and also an advisor Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/27/2024 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: RECTANGLE HEALTH POSITION: Chief Administrative Officer NATURE: Healthcare Technology INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2013 ADDRESS: 115 E Stevens Avenue, Suite 300, Valhalla NY 10595, United States DESCRIPTION: I am a partial owner and I assist in strategic decisions and the day to day of the business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-06-02 |
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