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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-06-24
CA RA APPROVED 2021-11-19
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-18
  • DC RA
    APPROVED
    Since 2025-06-24
  • CA RA
    APPROVED
    Since 2021-11-19
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-18

Branch Locations

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Washington DC 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23

View on SEC IAPD

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