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Sam V Mazzotti

Edward Jones

Cape Coral, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-07
FL RA APPROVED 2017-02-27
  • TX RA
    APPROVED
    Since 2019-01-07
  • FL RA
    APPROVED
    Since 2017-02-27

Branch Locations

2104 Del Prado Blvd Unit 4, Cape Coral, FL 33990 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Cape Coral FL 02/1995 Present
  • 02/1995 → Present
    Edward D. Jones & Co., L.P.
    Cape Coral, FL
Other Businesses

city of cape coral general employee pension plan Cape Coral, FL Start date: 6/1/2000 trustee Hours per week: 0 Hours during trading: 0 overall responsibility of pension plan direction and oversight as a member of the General Employees Pension Plan

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-23
S63 Uniform Securities Agent State Law Examination 1995-05-18
  • S66 Uniform Combined State Law Examination
    2017-02-23
  • S63 Uniform Securities Agent State Law Examination
    1995-05-18
Other Names
  • Sam V Mazzotti
  • Sam Victor Mazzotti

View on SEC IAPD

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