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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-09 |
| CO | RA | APPROVED | 2017-05-05 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Palm City, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Havermann Financial Services | Arvada | CO | 08/2000 | Present |
| Havermann Financial Services, Inc. | Arvada | CO | 07/2009 | Present |
| Havermann Financial Services, Inc. - Ria | Arvada | CO | 11/2009 | Present |
| Brookstone Capital Management | Wheaton | IL | 01/2017 | Present |
Insurance Sales, Havermann Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-02 |
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