Alonzo Felton Barnes

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
FL	RA	APPROVED	2014-06-04

TX RA
APPROVED_RES

Since 2021-03-08
FL RA
APPROVED

Since 2014-06-04

Branch Locations

4830 W Kennedy Blvd Ste 550, Tampa, FL 33609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Tampa	FL	05/2014	Present
Principal Securities Inc	Tampa	FL	03/2016	Present

05/2014 → Present

Principal Life Insurance Company

Tampa, FL
03/2016 → Present

Principal Securities Inc

Tampa, FL

Previous Registrations

1990-08-23 → 2014-05-30

New England Securities

Tampa, FL

Tampa, FL

Other Businesses

***M5M LLC. 05/30/14. MEMBER OF LLC THAT PURCHASES AND REHABILITATES HOMES. ***RENTAL PROPERTIES; PERSONALLY OWN 13 RESIDENTIAL RENTAL PROPERTIES; 06/09/2014. ***Fixed Insurance, Group Benefits, Health, Life, DI, Fixed Annuities, 09/10/15. ***Fixed Insurance, LTC, 03/30/17.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-01-31

S63 Uniform Securities Agent State Law Examination

1991-01-31

Other Names

B Barnes
Alonzo Barnes
Alonzo Felton Barnes

View on SEC IAPD

Current Employers

Principal Securities, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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