Best Investors Account Sign in
Inactive

Clifford Henry Dunteman

Francis LLC

Brookfield, WI

CRD 2077855

Claim This Profile
Employer firm

Francis LLC CRD 130687

98 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • CORPORATE FINANCIAL WELLNESS, PENSION PLAN PARTICIPANT ADVISORY/EDUCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Francis Llc

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. New York NY 07/2000 Present
Oppenheimerfunds, Inc. New York NY 07/2000 Present
Francis Investment Counsel Llc Brookfield WI 04/2008 Present
  • 07/2000 → Present
    Oppenheimerfunds Distributor, Inc.
    New York, NY
  • 07/2000 → Present
    Oppenheimerfunds, Inc.
    New York, NY
  • 04/2008 → Present
    Francis Investment Counsel Llc
    Brookfield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-07
S63 Uniform Securities Agent State Law Examination 1993-06-17
  • S65 Uniform Investment Adviser Law Examination
    2008-05-07
  • S63 Uniform Securities Agent State Law Examination
    1993-06-17
Other Names
  • Clifford Henry Dunteman

View on SEC IAPD

Nearby Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER

Nearby Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom

Nearby Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI

More in Brookfield, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor