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Mary Cecil Mallett

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-16
NC RA APPROVED 2010-08-12
  • TX RA
    APPROVED_RES
    Since 2014-04-16
  • NC RA
    APPROVED
    Since 2010-08-12

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Winston-Salem NC 07/2010 Present
  • 07/2010 → Present
    Stephens Inc.
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-09
S63 Uniform Securities Agent State Law Examination 1990-12-03
  • S65 Uniform Investment Adviser Law Examination
    2006-12-09
  • S63 Uniform Securities Agent State Law Examination
    1990-12-03
Other Names
  • Mary Cecil Mckee
  • Mary C Mallett

View on SEC IAPD

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VIRTUE CAPITAL MANAGEMENT, LLC

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KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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