Stefan Christopher Liiste

Current Employers

Lions Gate Sovereign Capital, Llc

4525 White Bear Parkway #224, White Bear Lake, MN 55110 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2016-01-12

MN RA
APPROVED

Since 2016-01-12

Branch Locations

4525 White Bear Parkway #224, White Bear Lake, MN 55110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Context Financial Group	New Brighton	MN	03/2005	Present

03/2005 → Present

Context Financial Group

New Brighton, MN

Previous Registrations

2009-03-24 → 2011-11-28

Lions Gate Sovereign Capital, Llc

North Oaks, MN
2005-03-28 → 2005-08-25

Cambridge Investment Research Advisors, Inc.

New Brighton, MN
2005-01-19 → 2005-03-28

Cambridge Investment Research, Inc.

Forest Lake, MN

North Oaks, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-03
S63	Uniform Securities Agent State Law Examination	1990-09-24

S65 Uniform Investment Adviser Law Examination

2005-01-03
S63 Uniform Securities Agent State Law Examination

1990-09-24

Designations

View on SEC IAPD

Current Employers

Lions Gate Sovereign Capital, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews