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Roger Lane Webster

Mml Investors Services, LLC

Colchester, VT

CRD 2075482

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-04
VT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-01-04
  • VT RA
    APPROVED
    Since 2017-03-25

Branch Locations

302 Mountain View Drive Suite 201, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Colchester VT 01/2015 03/2017
Mml Investors Services, Llc Colchester VT 03/2017 Present
Mass Mutual Life Insurance Company Colchester VT 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Colchester, VT
  • 03/2017 → Present
    Colchester, VT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Colchester, VT
Previous Registrations
  • 2012-12-20 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Colchester, VT
    Colchester, VT
  • 2003-11-17 → 2015-01-02
    New England Securities
    Colchester, VT
    Lyndonville, VT
    Derby, VT
    Enosburg Falls, VT
    Vergennes, VT
    St. Albans, VT
    Colchester, VT
    Williston, VT
    St. Albans, VT
    Williston, VT
    St. Albans, VT
    Williston, VT
  • 2003-04-09 → 2003-08-28
    Kestra Investment Services, Llc
    So. Burlington, VT
  • 2001-02-16 → 2003-04-08
    Nathan & Lewis Securities, Inc.
    So. Burlington, VT
Other Businesses

NAME: RODGER L WEBSTER INV REL: Y ADDR: 302 MOUNTAINVIEW DRIVE SUITE 201 COLCHESTER VT 05446 NATURE: OUTSIDE INSURANCE SALES; GROUP DISABILITY, FIXED ANNUITIES, AND LIFE POSITION: AGENT START: 06/01/2004 NO OF HRS: 1 NO HRS DUR TRADING: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-17
S63 Uniform Securities Agent State Law Examination 1990-08-03
  • S65 Uniform Investment Adviser Law Examination
    1995-07-17
  • S63 Uniform Securities Agent State Law Examination
    1990-08-03

View on SEC IAPD

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