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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-01 |
| NY | RA | APPROVED | 2022-05-18 |
Branch Locations
1099 Morton Blvd, Kingston, NY 12401 • United States
3180 Route 9W, Saugerties, NY 12477 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 03/2006 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2006 | Present |
| Lpl Financial Llc | Saugerties | NY | 05/2022 | Present |
1)05/18/2022 - Mid-Hudson Valley Investment and Retirement Center -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - MHV Investment & Retirement Center -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3)05/18/2022 - No Business Name - Investment Related - Kingston, NY 12401- 3530 Ulster County - Real Estate Rental- owner - Start Date - 06/2017- 1 Hours Per Month- Time Spent 1% 4)05/18/2022 - No Business Name -Investment Related- Glasco, NY 12432 Ulster County - Real Estate Rental - owner - Start Date- 06/2017 - 1 Hours Per Month- Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-12 |
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