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24031 El Toro Road Suite 210, Laguna Hills, CA 92653 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-01 |
| FL | RA | APPROVED | 2013-05-15 |
| VA | RA | APPROVED | 2012-03-23 |
| NC | RA | APPROVED | 2012-01-17 |
| CA | RA | APPROVED | 2011-08-09 |
Branch Locations
24031 El Toro Road Suite 210, Laguna Hills, CA 92653 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Laguna Beach | CA | 08/2011 | 09/2020 |
| Ny&A, Llc Dba Align Wealth Advisors | Laguna Hills | CA | 08/2011 | Present |
| Securities America, Inc. | Laguna Hills | CA | 09/2020 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2023 | 05/2025 |
1) NICHOLAS YRIZARRY, LAGUNA HILLS CA 92653, 01/2024, GUITAR PLAYER, PERFORMING ARTS, NIR, 3 HR/MO 0 HR/MO TRADING 2) NICHOLAS YRIZARRY, 11 Imperatrice, Dana Point CA 92629, United States, 11/04/2024, Owner, Performing Arts, NIR, 5/MO - 0/Trading 3) NY&A LLC DBA ALIGN WEALTH ADVISORS, 24031 El Toro Road, Suite 210, Laguna Hills CA 92653, United States, 07/22/2011, Owner, RIA Affiliation, INV REL, 50 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-27 |
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