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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-06 |
| IL | RA | APPROVED | 2010-04-05 |
Branch Locations
4443 Marsh Hawk Drive, Loves Park, IL 61111 • United States
2000 Center Drive Suite East B219, Hoffman Estates, IL 60192 • United States
Loves Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Schaumburg | IL | 04/2010 | Present |
| Finra | Chicago | IL | 10/2007 | Present |
FINRA ADDRESS: MONROE ST,CHICAGO, IL NATURE OF THE BUSINESS: PART TIME HOURLY EMPLOYEE POSITION/TITLE: PART TIME HOURLY EMPLOYEE INVESTMENT RELATED:NO START DATE: 10/16/2007 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 4 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 1 DESCRIPTION OF DUTIES: ARBITRATOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-06 |
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