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David Christopher Walsvick

Walsvick Wealth Management

Phoenix, AZ

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Current Employers
Walsvick Wealth Management

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-08-27
  • AZ RA
    APPROVED
    Since 2014-08-27

Branch Locations

3823 E Daley Ln, Phoenix, AZ 85050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Walsvick, Ms, Crtp Santa Rosa CA 05/2005 Present
Us Air Force Reserve Travis Afb, Fairfield CA 10/2008 Present
Walsvick Wealth Management, Llc Phoenix AZ 05/2014 Present
  • 05/2005 → Present
    David Walsvick, Ms, Crtp
    Santa Rosa, CA
  • 10/2008 → Present
    Us Air Force Reserve
    Travis Afb, Fairfield, CA
  • 05/2014 → Present
    Walsvick Wealth Management, Llc
    Phoenix, AZ
Previous Registrations
  • 2012-12-19 → 2013-03-04
    Lpl Financial Llc
    Santa Rosa, CA
    Santa Rosa, CA
    Sacramento, CA
  • 2012-05-11 → 2012-12-19
    Ameriprise Financial Services, Llc
    Santa Rosa, CA
    Santa Rosa, CA
  • 2011-06-28 → 2012-01-19
    Walsvick Financial Management, Llc
    Santa Rosa, CA
  • 2007-10-02 → 2008-06-05
    Associated Securities Corp.
    Santa Rosa, CA
  • 2007-10-02 → 2008-06-05
    Associated Planners Investment Advisory Inc
    Santa Rosa, CA
Other Businesses

1. 12/18/2012 - ACCOUNTANT AND TAX PREPARER/ 10%/ PHOENIX, AZ 2. 12/18/2012 - US AIR FORCE RESERVE/ HEALTH SERVICES OFFICER/ 5%/ PHOENIX, AZ

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-07-31
S65 Uniform Investment Adviser Law Examination 2011-06-27
  • S63 Uniform Securities Agent State Law Examination
    2012-07-31
  • S65 Uniform Investment Adviser Law Examination
    2011-06-27
Other Names
  • David C. Walsvick

View on SEC IAPD

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